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在发达国家的基金管理业务是一个最常见和较成熟的金融中介服务，其中绝大多数金融投资活动，通过资金管理办法来实现。在中国，随着证券市场的快速发展，证券公司，基金管理业务规模也在不断增加。随着中国加入世贸组织和国际证券的市场，以市场为导向的进程速度的，证券公司的资金管理业务的规范发展将促进资本市场的发展，并促进中国金融业的混合模式转型，并推动金融创新，丰富投资黄金产品，并提升公司的资金和证券的市场竞争力，投资渠道转移的存在具有重大的现实意义。

Funds management business in developed countries is one of the most common and more mature financial intermediation services , which the vast majority of financial investment activities through fund management approach to achieve . In China, with the rapid development of the securities market , securities companies, fund management business scale are also increasing . With China's accession to the WTO and international securities markets , market-oriented speed up the process , the securities company's funds management business normative development will promote capital market development , and promote China's financial industry to mixed mode transition , and promote financial innovation, abundant investment gold products , and enhance the company's financial and securities market competitiveness , investment channels to divert the presence of great practical significance. Because China's securities company funds management business is a new business , its laws and regulations are not perfect , operational yet standardized , operational mechanism is not yet mature , so research company funds management business securities laws, and the mode of operation and risk prevention has become a very important task . In view of future fund management business to the financial and capital markets of the significance of cash management activities as a typical asset allocation , it is the rise of the objective requirements of the development of the securities market , it is the objective requirements of national economic development . After 20 years of reform and opening up, China has a large number of civil society in the search for wealth preservation and appreciation of the opportunities , fund management business is facing a historic opportunity for development, therefore , be included as soon as possible standardize the development of the road, to promote their healthy and stable development , is very important , and it is hoped to achieve this goal .

根据基金管理业务的证券公司在家里和国外的比较和分析，目前的基金管理业务，证券公司面临的环境和发展问题，通过完善的法律制度，业务和监管机制的背景和发展过程若干建议，改善公司的资金管理业务的证券的建议和模式操作的证券公司建立全面的评估系统的基金管理业务的想法，和最后，结合实际工作经验和基金管理业务的证券公司风险的相关方面的经验进行的分析，并提出预防建议。

Based on the fund management business of securities companies at home and abroad of the background and development process of comparison and analysis of the current fund management business of securities companies facing environmental and development problems , by improving the legal system of the business and regulatory mechanisms of certain proposals improve the company's funds management business of securities advice and mode of operation of securities companies to establish comprehensive evaluation system of fund management business ideas , and finally , combined with practical work experience and experience of fund management business of securities companies related aspects of risk analysis carried out and made prevention advice . As follows : The first chapter is the introduction part , mainly on the research background and significance of research ideas and structures , research methods and the main features and shortcomings ; second chapter is literature review content through foreign and domestic Survey Research two two aspects ; Chapter III is a secu